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Market maker
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#	Item
81	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaApril 14, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-14 18:42:09 Finance NYSE Arca Market maker Short Order Broker-dealer New York Stock Exchange Financial markets Financial economics Investment
82	SR-NASDAQPage 195 of 247 EXHIBIT 5 The text of the proposed rule change is below. Proposed new language is Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-20 17:46:02 Financial markets Business Order NASDAQ Regulation NMS Market maker Electronic communication network Algorithmic trading Immediate or cancel Stock market Financial economics Investment
83	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-06 17:26:59 Investment Business Finance Sales promotion Rebate Market maker Short NYSE Arca Order Financial markets Financial economics Stock market
84	IMC Financial Markets to Become Designated Market Maker on the NYSE Reaches Agreement to Purchase Goldman Sachs’ DMM Trading Rights New York and Chicago – May 22, 2014 – The New York Stock Exchange (NYSE) and IMC F Add to Reading List Source URL: www.imcpacific.com.au Language: English - Date: 2014-10-28 10:49:22 NYSE Euronext Economy of the United States Silver Lake Partners Stock market NYSE Arca Euronext New York Stock Exchange IntercontinentalExchange Floor trading Investment Financial economics Financial markets
85	SR-PhlxPage 62 of 67 EXHIBIT 5 New text is underlined; deleted text is in brackets. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-20 10:20:06 Investment Market maker Short Algorithmic trading Fee Rebate Order Financial markets Financial economics Business
86	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaApril 13, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-13 15:21:43 Investment NYSE Arca Exchange-traded fund Short Securities Exchange Act Market maker New York Stock Exchange Options Clearing Corporation Financial economics Financial markets Finance
87	SR-MIAXPage 16 of 17 New text is underlined; Deleted text is in [brackets] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-02 16:32:34 Financial markets Market maker
88	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BATSApril 20, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-20 16:57:31 Finance Investment Securities Exchange Act NYSE Arca Market maker Stock market Self-regulatory organizations London Stock Exchange Financial markets Financial economics Direct Edge
89	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 14, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-14 18:41:47 Investment Market maker NASDAQ Securities Exchange Act Algorithmic trading Short Stock market NYSE Arca Financial markets Financial economics Finance
90	Saxo Prime FX Direct Market Access and Prime Brokerage Services Saxo Prime - independent FX Prime Brokerage Access Add to Reading List Source URL: au.saxomarkets.com Language: English - Date: 2013-04-14 20:25:32 Finance Saxo Bank Electronic communication network Direct market access Electronic trading Prime brokerage Contract for difference Market maker Foreign exchange market Financial markets Financial economics Investment

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